Rafferty Capital provides distribution services to mutual fund families with a  broad array of investment portfolios.  RCM provides nominal distribution services at competitive prices, which allows us to pass along cost savings directly to our customers.  

RCM is registered in all fifty states and maintains relationships with several mutual fund families for whom we provide our services.

RCM provides the following:

• Access to the FundServ System as a member of NSCC in coordination with a Fund's Transfer Agent / Custodian
• Underwriting of mutual fund shares in all 50 states
  
• Execution of broker-dealer selling agreements
• Registered principal review of Fund marketing materials
• Filing of marketing materials with the NASD
• Registration of Fund / Investor Advisor registered representatives under RCM's broker-dealer license

Our philosophy is to provide the basic regulatory required functions at a competitive price.  Many distributors charge extra for their marketing services, which is often ineffective for the mutual fund family. We leave the marketing to the individual fund families and provide all other distributor functions.

Rafferty Capital Markets believes mutual fund distribution should be simple and cost effective. Please allow us the opportunity to help your asset management business develop and increase profitability. For more information, please contact Thomas Mulrooney at 516-535-3811 or Barbara Laudisi at 646-572-3404.