ÿþ<!DOCTYPE html PUBLIC "-//W3C//DTD XHTML 1.0 Transitional//EN" "http://www.w3.org/TR/xhtml1/DTD/xhtml1-transitional.dtd"> <html xmlns="http://www.w3.org/1999/xhtml"> <head> <meta http-equiv="Content-Type" content="text/html; charset=UTF-8" /> <META NAME="description" CONTENT="Rafferty s equity sales and trading professionals are focused on exceptional service, timely market information and anonymous execution.  Our trading platform grants access to primary exchanges, ECN s and a variety of algorithm s and dark pools.  Rafferty strives to build strong client relationships and adheres to principles of best execution. "> <META NAME="robots" CONTENT="all"> <META NAME="author" CONTENT="The Berman Group, Inc."> <META HTTP-EQUIV="EXPIRES" CONTENT=""> <META HTTP-EQUIV="CONTENT-LANGUAGE" CONTENT="English"> <META NAME="REVISIT-AFTER" CONTENT="1 weeks"> <title>RAFFERTY CAPITAL MARKETS, LLC - Institutional Equity Sales &amp; Trading</title> <script type="text/javascript"> <!-- function MM_preloadImages() { //v3.0 var d=document; if(d.images){ if(!d.MM_p) d.MM_p=new Array(); var i,j=d.MM_p.length,a=MM_preloadImages.arguments; for(i=0; i<a.length; i++) if (a[i].indexOf("#")!=0){ d.MM_p[j]=new Image; d.MM_p[j++].src=a[i];}} } //--> </script> <link href="rcm.css" rel="stylesheet" type="text/css" /> </head> <body> <table width="1000" border="0" align="center" cellpadding="0" cellspacing="0"> <tr> <td><a href="../index.html"><img src="../img/logo.gif" width="1000" height="67" border="0" /></a></td> </tr> <tr> <td height="23" bgcolor="#1d3362"><table width="1000" border="0" cellpadding="0" cellspacing="0" class="tnavigation"> <tr> <td height="1" valign="middle"></td> <td height="1" valign="middle"></td> <td height="1" valign="middle"></td> <td height="1" valign="middle"></td> <td height="1" valign="middle"></td> <td height="1" valign="middle"></td> </tr> <tr> <td height="22" valign="middle"><div align="center"> <a href="../index.html">HOME</a> </div></td> <td height="22" valign="middle"><div align="center"> <a href="rates.html">RATES BROKERAGE </a></div></td> <td height="22" valign="middle"><div align="center"> <a href="jj_kenny_drake.html">MUNICIPAL BROKERAGE</a></div></td> <td height="22" valign="middle"><div align="center"> <a href="credit.html">CREDIT BROKERAGE </a></div></td> <td height="22" valign="middle"><div align="center"> <a href="equities.html">EQUITIES &amp; PRIME </a></div></td> <td height="22" valign="middle"><div align="center"> <a href="mutual_fund_distribution.html">MUTUAL FUND DISTRIBUTOR </a></div></td> </tr> </table></td> </tr> <tr> <td><img src="../img/photos/institutional_equity_sales_trading.jpg" width="1000" height="150" /></td> </tr> <tr> <td height="3" bgcolor="#FFFFFF"></td> </tr> <tr> <td height="31" align="left" valign="top" background="../img/home/subnavbar.jpg"><table width="1000" border="0" cellpadding="0" cellspacing="0" class="bnavigation"> <tr> <td height="1" valign="middle"></td> <td height="1" valign="middle"></td> <td height="1" valign="middle"></td> <td height="1" valign="middle"></td> </tr> <tr> <td height="22" valign="middle"><div align="center"> <a href="about_rcm.html">ABOUT RCM</a> </div></td> <td height="22" valign="middle"><div align="center"> <a href="locations.html">LOCATIONS</a></div></td> <td height="22" valign="middle"><div align="center"> <a href="management.html">MANAGEMENT</a></div></td> <td height="22" valign="middle"><div align="center"> <a href="contact_rcm.html">CONTACT RCM</a></div></td> </tr> </table></td> </tr> <tr> <td height="30" bgcolor="#FFFFFF"></td> </tr> <tr> <td><table width="1000" border="0" cellspacing="0" cellpadding="0"> <tr> <td width="70" bgcolor="#FFFFFF"></td> <td width="860" height="400" align="left" valign="top" bgcolor="#FFFFFF"><table width="860" border="0" cellspacing="0" cellpadding="0"> <tr> <td width="660" valign="top"><div align="left"> <h1>Institutional Equity Sales &amp; Trading</h1> <p>Rafferty s equity sales and trading professionals are focused on exceptional service, timely market information and anonymous execution.&nbsp; Our trading platform grants access to primary exchanges, ECN s and a variety of algorithm s and dark pools.&nbsp; Rafferty strives to build strong client relationships and adheres to principles of best execution.&nbsp;</p> <p><strong>Equity Trading Desk: </strong>646.572.3310<br /> <strong>Contact: Keith Fell </strong> 646.572.3402</p> <h2>Equity Research</h2> <p>Rafferty s research team is solely focused on providing insightful investment ideas for our institutional clients. Our industry focus allows our analysts to develop deep expertise in particular segments of the market, including the management, technology, products and services that influence those companies, and in turn, drive stock performance. Our independent platform ensures that our analysts are always looking for the best investment ideas for our clients and can spend their time conducting bottoms up research in the sectors where they feel there is the best opportunity for potential return. </p> <p>For access to our research product, please visit: <a href="http://www.jovuslibrary.com/Rafferty">Rafferty Research</a>. For assistance in setting up a login, please contact <a href="mailto:RaffertyK@RaffCap.com">RaffertyK@RaffCap.com</a>.</p> <p><strong>Equity Research Desk: </strong>646.572.3312<br /><br /> </p> </div></td> <td width="200" valign="top"><div align="right"> <table width="186" border="0" cellspacing="0" cellpadding="0"> <tr> <td colspan="4">&nbsp;</td> </tr> <tr> <td width="5"></td> <td width="1" height="100" bgcolor="#FFFFFF"></td> <td width="180" valign="top"><table width="180" border="0" cellspacing="0" cellpadding="0" align="center"> <form method="get"> <tr> <td width="175" align="right"><link rel="stylesheet" href="http://custom.marketwatch.com/custom/alliance/ii/alliancestyle.asp?siteid=E1662D8D-07D7-4953-A686-B5EBEF847A15" type="text/css" /> <script language='JavaScript' type="text/javascript" > function getMWArgs(){ var args = new Object(); //object for storing param=value pairs var query = location.search.substring(1); //grab the text after the '?' var pairs = query.split("&"); //create an array of param=value pairs var newstring = ""; //string we return via the function for(var i = 0; i < pairs.length; i++){ //loop through the array var pos = pairs[i].indexOf('='); //check for an '=' if (pos == -1) continue; //no '=', skip this array dimention var argname = pairs[i].substring(0,pos); //extract parameter name //skip parameters that are hard coded in the calling script block if(argname.toLowerCase() != "siteid" && argname.toLowerCase() != "urlpull" && argname.toLowerCase() != "exstyle"){ newstring += pairs[i] + "&" //concatenate the new string } } return newstring; } document.writeln ("<" + "script language=\"JavaScript\" src=\"http://custom.marketwatch.com/custom/alliance/ii/indexchrt-iv.asp?siteid=E1662D8D-07D7-4953-A686-B5EBEF847A15&urlpull=INTEGRATION_URL&exstyle=t&" + getMWArgs() + "\">" ); document.write("</"); document.writeln("script>"); </script> </td> <td width="5">&nbsp;</td> </tr> </form> </table> <form method="get" action="marketwatch.html"> <table width="180" border="0" cellspacing="0" cellpadding="0" align="center"> <tr> <td width="175" class="smaller"><div align="right"><b><font color="#002C4F">Enter Stock Symbol: </font></b></div></td> <td width="5">&nbsp;</td> </tr> <tr> <td width="175"><div align="right"> <input type="text" name="symb" size="10" style="width:90px" class="searchbox" value="&lt; symbol &gt;" onfocus="this.value='';" /> <input class="go" type="submit" name="Go" value=" Go " /> </div></td> <td width="5">&nbsp;</td> </tr> </table> </form></td> </tr> </table> </div></td> </tr> </table> <h1>RCM Prime</h1> <h2>Prime Brokerage</h2> <p align="left">Rafferty s Prime Brokerage division, RCM Prime, provides a full suite of prime brokerage services including clearing, settlement, reporting, stock loan, capital introduction and trading.&nbsp; Our focus in prime brokerage is serving the small and emerging hedge funds and trading groups.&nbsp; We provide a high touch service our customers require, allowing the managers to focus on what is most important; portfolio management and asset gathering.&nbsp; Through our fully disclosed relationships with Jefferies &amp; Company and Merrill Broadcourt, we can offer our customers a choice of platforms to best suit their needs.&nbsp; We offer a choice of direct access trading systems and a fully staffed experienced trading desk for their execution needs.<br /> For more information on our Prime Brokerage services, please go to <a href="http://www.rcmprime.com">www.rcmprime.com</a>. </p> <p><strong>RCM Prime Desk: </strong>646.572.3380<br /> <strong>Managing Director: Craig O Neill </strong> 646.572.3383 </p> </td> <td width="70" bgcolor="#FFFFFF"></td> </tr> </table></td> </tr> <tr> <td height="50" bgcolor="#FFFFFF"></td> </tr> <tr> <td height="20" align="center" valign="middle" bgcolor="#054e85" class="footerwhite"> All securities offered through Rafferty Capital Markets, LLC. Member <a href="http://www.finra.org/" target="_blank"><span class="footerwhite">FINRA</span></a>/SIPC.</td> </tr> <tr> <td align="right" valign="top" class="footer">website created by <a href="http://www.bermangrp.com" target="_blank">The Berman Group</a></td> </tr> </table> </body> </html>