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Rafferty Capital is an Experienced Broker Dealer Specializing in Mutual Fund Distribution
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Rafferty Capital Markets, LLC is a registered broker dealer and a subsidiary of Rafferty Holdings, LLC.

As experts in compliance and marketing, Rafferty Capital Markets provides extraordinary service to select mutual funds that value our attention to detail, transparency and access.

As a registered broker dealer in all fifty states as well as Puerto Rico and US Virgin Islands, we help our clients navigate state, local and securities regulations so you can focus on the health and growth of your fund. Check Rafferty Capital Markets via FINRA's BrokerCheck

By remaining intensely focused on mutual fund distribution, Rafferty Capital Markets has earned a reputation in the industry as being one of the most reasonably priced, high-touch service providers in the market.

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“I think the reason our clients tend to stay with us forever is that they understand the value of a distributor who focuses solely on the task at hand. We’re extremely disciplined in this regard. Our job is to provide extraordinary service through access, accountability, experience and knowledge.”

- Tom Mulrooney

If you’re starting a mutual fund or are looking for a lasting relationship built on confidence and trust, contact Rafferty Capital Markets today to inquire about our service and pricing.

1010 Franklin Avenue, Suite 300A
Garden City, NY 11530
(516) 535-3800
info@raffcap.com

Rafferty Capital Markets (“RCM” or the “Firm”) is a registered broker dealer with its principal place of business in the State of New York. RCM and its representatives are in compliance with the current registration requirements imposed upon registered investment advisers by those states in which RCM maintains clients. RCM may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements.
RCM’s website is limited to the dissemination of general information regarding its investment advisory services to United States residents residing in states where providing such information is not prohibited by applicable law. Accordingly, the publication of RCM’s website on the Internet should not be construed by any consumer and/or prospective client as RCM’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. RCM does not provide tax or legal advice. You should contact your tax advisor and/or attorney before making any decisions with tax or legal implications. RCM does not make any representations as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to RCM’s website or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes and all users thereof should be guided accordingly. Past performance is no guarantee of future results. Any subsequent, direct communication by RCM with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.
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