About Rafferty
About Rafferty
Over the course of our 25+ years in business, RCM has built successful businesses in Fixed Income, Equities, Mutual Fund Distribution, and other specialties.
Rafferty Capital Markets, LLC is a registered broker dealer and a subsidiary of Rafferty Holdings, LLC. Since its inception in 1987, RCM has distinguished itself from its competitors by exemplifying the utmost integrity and professionalism.
Over the course of our 25+ years in business, RCM has built successful businesses in Fixed Income, Equities, Mutual Fund Distribution, and other specialties. And while we strive for success in our current products, we continue to explore opportunities in the capital markets.
Our success and growth is due to our ability to attract and retain a core of talented professionals who demonstrate our principles. RCM has dedicated itself to an unparalleled culture of camaraderie, proficiency and respect. We strive to preserve our remarkable work atmosphere and provide our clients with superlative service
President
Kathleen is President of Rafferty Capital Markets. Kathleen has worked with Rafferty since 2005 and currently oversees all Broker-Dealer operations. She graduated from Fairfield University.
516.535.3811
Chief Compliance Officer
Barbara is CCO of Rafferty Capital Markets. Barbara is integral in the day to day operations and compliance for RCM and its affiliates. Prior to Rafferty, Barbara worked for Glass Capital Management and is a graduate of Iona College.
516.535.3828
Chief Financial Officer
Steve is CFO of Rafferty Capital Markets, LLC. Steve handles all financial and accounting needs for RCM and its affiliates. Prior to Rafferty, Steve worked for Goldman Sachs & Company. Steve is a graduate of Colgate University and received his MBA at Cornell Business School.
646.572.3444
Author, The Bove Briefings
Dick Bove is a world renowned financial analyst for the finance and banking industry. His career spans five decades and several of the world’s most notable financial firms, beginning in the halcyon days of Wertheim & Co. Today Bove is the author of the Bove Briefings, a weekly newsletter that provides crucial insight into the banking sector for institutions and private investors alike. Subscriptions to the Bove Briefings are available exclusively through Rafferty Capital Markets.
516.535.3800
Managing Director of Mutual Fund Distribution
Tom Mulrooney is Managing Director of Mutual Fund Distribution at Rafferty Capital Markets. Tom was formerly President and CCO for Rafferty Capital and manages the Mutual Fund Distributor. Prior to Rafferty, Tom was a Managing Director for Cantor Fitzgerald. Tom is a graduate of Hofstra University.
516-535-3811
Vice President of Mutual Fund Distribution
Heather Hjelm is Vice President of Mutual Fund Distribution at Rafferty Capital Markets. Prior to Rafferty, Heather managed the mutual fund platform at Barclays, Wealth & Investment Management. Heather is a military veteran and spent 8 years in the US Army as a Blackhawk helicopter pilot. Heather is a graduate of Cal Poly University, San Luis Obispo and has her MBA from the NYU Stern School of Business.
516-535-3818