Mutual Fund Distribution
Mutual Fund Distribution
We have experienced, licensed personnel qualified to review and file fund advertising/marketing materials with FINRA.
We also have experience working closely with several different Transfer Agents in a combined effort to provide the required level of service for each of our common Fund clients.
We are new fund and small fund friendly.
Rafferty is happy to provide contact information of our clients when it is appropriate for interested parties to obtain feedback on our level of service and qualifications.