Information We Collect. In connection with providing our customers with investment products, financial advice, or other services, we obtain nonpublic personal information about customers including:
Information We Disclose. We will not disclose information regarding our customers or their account with us except under the following circumstances:
Our Security Policy. Only those individuals who need it to perform their jobs are authorized to have access to confidential customer information. We maintain physical, electronic, and procedural security measures that comply with applicable state and/or federal regulations to safeguard confidential customer information.
Closed or Inactive Accounts. If a customer decides to close their account(s) or become an inactive customer, we will adhere to the privacy policies and practices then in effect.
Changes to this Privacy Policy. If we make any substantial changes in the way we use or disseminate confidential information, we will notify our customers prior to implementing such change with respect to that customer.
Distribution to this Privacy Policy. Rafferty Capital Markets will distribute this Privacy Policy to all customers of the broker dealer by US Mail, before September 30th of each year.